SEC Improves Exempt Offering Framework, Provides More Clarity and Flexibility
What to know about the new Integration Framework and Safe Harbor provisions Part 1 By Julie Herzog It should come as welcome news to investors, emerging companies and seasoned issuers that the U.S. Securities and Exchange Commission (SEC) voted to amend its rules to simplify, harmonize, and improve the current exempt offering framework. The final rules, adopted by the SEC on Nov. 2, 2020, largely resemble the proposed rules issued
December 10, 2020
