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Julie Herzog to moderate “Capital Formation Hot Topics” Panel at 51st Annual Rocky Mountain Securities Conference

  • Grand Hyatt Hotel 1750 Welton Street Denver, CO, 80202 United States (map)

DENVER — Fortis Law Partners’ Julie Herzog returns for a second year to moderate the “Capital Formation Hot Topics” Panel at the 51st Annual Rocky Mountain Securities Conference, the premier securities conference in the Rocky Mountains. Held at the Grand Hyatt Hotel on Friday, May 3, attendees include attorneys, accountants, public company officers and directors, registered investment advisers, and other professionals in the financial industry.

Based on the enormous success of Herzog’s engaging and interactive moderation of the 2018 panel, she will return to lead the discussion on Capital Formation Hot Topics at 2:10pm. The session will review current thinking on how to best support capital formation for small businesses, including practical pointers and legal pitfalls to avoid in the complex regulatory landscape for private offerings.

Panelists include Peter Adams, Managing Partner at Rockies Impact Fund and co-author of Venture Capital for Dummies; Michael E. Dill, Partner at Holland & Hart LLP; and Martha Legg Miller, Advocate for Small Business Capital Formation, U.S. Securities and Exchange Commission.

In the session, the panelists will provide expert perspectives on market and legal trends as well as an interactive discussion on hot topics such as when LLC interests are securities, Finder/Broker-Dealer issues, exemptions available for offerings and best financing options in today’s market. Audience participation is encouraged, and attendees will receive 1 CLE credit for Business Law or Specialized Knowledge CPE Field of Study.

As head of the corporate/securities practice at Fortis Law Partners, Herzog handles a wide variety of corporate, securities and merger and acquisition transactions including transactions valued at over $4 billion for major public companies and investment banks. Her diverse clientele ranges from Fortune 100 corporations to startups, family offices, and venture capital and private equity funds. In the last six years, Julie negotiated and closed over 75 transactions valued at over $1.5 billion on behalf of clients representing a variety of industry sectors.  

For more information on Fortis Law Partners or to schedule a meeting with Julie Herzog, please contact Shawna McGregor at or 917-971-7852.

About Fortis Law Partners

Fortis Law Partners offers broad expertise to help clients achieve effective legal solutions, from the simplest matters to the most challenging business problems. Whether a successful outcome means winning at trial, dismissing a lawsuit, negotiating a settlement, closing a transaction, or just getting thoughtful legal advice, Fortis lawyers get results. Our business-minded problem-solving approach, coupled with a persistent dedication to client service, enables us to create unmatched value. Practices include Commercial Litigation, Corporate / Securities / M&A; Employment Law; Tax; Compliance Programs and Internal Investigations; and Real Estate & Development. For more information, visit Continue the conversation on LinkedIn and Facebook.

Earlier Event: October 26
Mountain in the Hallway