Speaker Julie Herzog of Fortis Law Partners LLC will present Capital Formation for Small Business
The Grand Hyatt Hotel in Denver Colorado will host the 50th Annual Rocky Mountain Securities Conference this Friday, May 11, 2018. The conference will host local, statewide and national practice leaders, including Julie Herzog of Fortis Law Partners LLC. Julie will be presenting and moderating the expert panel on Capital Formation for Small Business. The session will include regulatory, academic and practicing professionals from the SEC, the University of Colorado, and the Colorado Department of Regulatory Agencies, and topics covered will include avoiding common legal pitfalls for small businesses raising capital, Regulation D issues, crowdfunding updates, and recent regulatory efforts made by the SEC.
As the leader of the corporate/transactional practice at Fortis Law Partners, Julie is passionate about helping business owners and executives fulfill their dreams. Julie has handled transactions valued at more than $4 billion for major public companies and investment banks, working with a diverse clientele, ranging from Fortune 100 corporations to startups, family offices, venture capital and private equity funds.
Julie has a deep understanding of the timeliness, strategies and communications associated with identifying and addressing each client’s business objectives as well as the unique legal and business risks associated with each individual situation. Julie has advised clients in connection with initial formations, mergers and acquisitions (both domestic and international), strategic alliances and joint ventures, debt and equity financings, management buyouts, technology transfer and licensing, corporate governance matters, securities and stock exchange compliance, and a diverse range of commercial transactions. During her career, Julie has garnered the following accomplishments and accolades as a result of her extensive knowledge and experience:
InterContinental Finance Magazine’s 100 Leading Female Lawyers
Denver Business Journal’s Outstanding Women in Business Award Finalist
Denver Business Journal’s Forty Under 40 Award
M & A Lawyer of the Year (ACQ Global Awards)
Included on Super Lawyers List for Top 50 Women in Colorado for the past three years
Presented Securities Law Survival Guide at the Colorado Bar Business Law Institute’s annual CLE
Featured speaker on national webcast entitled SED and Dodd-Frank Act Regulations Compliance: Emerging Issues and Practical Guidance
Featured on Mile High Radio’s Blind Justice, speaking on the recently enacted JOBS Act
Published law review article on Securities Law in the George Washington Law Review
Join Julie Herzog for the 50th Annual Rocky Mountain Securities Conference, held at the Grand Hyatt Hotel (1750 Welton Street, Denver, CO 80202) on May 11th, 2018. Other topics will include SEC Enforcement—Current Issues and Trends, Regulated Entities—Developments and Hot Topics, Cryptocurrency Issues in Securities Enforcement, Capital Formation for Small Business, Current Trends in Securities and White-Collar Defense, Disclosure, Accounting and Audit Issues for Public Companies, General Counsel Viewpoints: Devising and Maintaining an Effective Compliance Program, Ethical Issues for Securities Industry Professionals, and much, much more!
Attendees will acquire seven General CLE credits for attending the conference, including one Ethics CLE credit. The conference is co-sponsored by the U.S. Securities and Exchange Commission, the Business Law Section of the Colorado Bar Association, and the Colorado Society of Certified Public Accountants. If you are interested in gaining insight regarding the impact of the new administration, and hearing from Julie as well as other respected voices of experience, you will not want to miss this opportunity. Seating is limited, so register today.