Timothy R. Spiel has over 20 years of experience in the Colorado legal market. He primarily represents public and private domestic and foreign entities in corporate finance and other transactional matters, including securities offerings, joint venture and merger and acquisition transactions. Tim regularly advises clients on general corporate concerns such as entity formation and corporate governance and negotiates and drafts a wide range of contracts. Tim is admitted to practice in Colorado and New York.
Advising clients involved in public and private debt, equity and combined debt and equity securities offerings including both federal and state securities law compliance; tender/exchange offer regulatory compliance; public company 1934 Act reporting compliance (10-K, 10-Q, 8-K, proxy statements and contests, Regulation FD, Section 16 reporting, Schedule 13d, Sarbanes-Oxley compliance, etc.); stock market and exchange listing and compliance; Family Office and corporate governance matters.
Advising clients regarding entity formation and ongoing matters including: formation documentation and amendment (articles/certificate of incorporation, bylaws, LLC operating agreements etc.); entity record-keeping (consents to action, shareholder meetings, board and board committee meetings etc.); corporate governance matters (code of ethics, insider trading policies, audit, compensation, nominating and other committee charters and record-keeping); fiduciary responsibilities; advice and preparation of documentation regarding equity incentive and other bonus plans; shareholder agreements; employment agreements; consulting agreements; nondisclosure agreements; collaboration and teaming agreements/joint venture; general contract and licensing agreements including vendor and other goods and services supply and fulfillment arrangements; debt and equity financing arrangements including initial financing, angel investment rounds, complex venture capital up and down rounds, secured and unsecured credit facilities and negotiation of placement agent/underwriting agreements.
Mergers and Acquisitions
Advising clients with respect to public and private mergers, asset sales and acquisitions, including partial sales/acquisitions of business divisions or lines of products/services. Experience includes advising clients regarding a full range of ancillary agreements, conducting due diligence and antitrust regulatory compliance.
Inaugural member of the Denver chapter of the Association for Corporate Growth (ACG) Leadership 20 Program; recognized as an emerging Colorado Business leader by ACG, the University of Colorado Leeds School of Business and the University of Denver (2007) Daniels College of Business
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